{"id":21109,"date":"2020-04-20T12:24:42","date_gmt":"2020-04-20T16:24:42","guid":{"rendered":"https:\/\/www.oxebridge.com\/emma\/?p=21109"},"modified":"2020-04-20T14:15:29","modified_gmt":"2020-04-20T18:15:29","slug":"ukas-accredited-registrar-conducted-half-day-ims-audits-in-violation-of-audit-day-rules","status":"publish","type":"post","link":"https:\/\/www.oxebridge.com\/emma\/ukas-accredited-registrar-conducted-half-day-ims-audits-in-violation-of-audit-day-rules\/","title":{"rendered":"UKAS Accredited Registrar Conducted Half-Day IMS Audits In Violation of Audit Day Rules"},"content":{"rendered":"<p>The UKAS accredited certification body Guardian Independent Certification conducted at least two integrated ISO management systems in violation of IAF mandatory audit duration rules, Oxebridge has learned.<\/p>\n<p>Oxebridge was submitted a copy of a formal complaint filed by a third party against GIC, which included copies of official audit schedules showing insufficient days were utilized for two clients in Bahrain. Both clients were being certified to three simultaneous standards: ISO 9001, ISO 14001 and ISO 45001.<\/p>\n<p>The first company, <a href=\"http:\/\/www.kameshki.com\/divisions\/construction\">Saleh Abdulla Kameshki &amp; Sons B.S.C<\/a>, was quoted a 1-day audit, but the complaint alleged that only a half-day was actually performed. The company was undergoing a surveillance audit for all three standards, meaning even at a full day, the audit did not comply with mandatory IAF audit duration rules. Kameshki is a civil construction firm, putting it under the &#8220;high risk&#8221; category per IAF Mandatory Document 5 (MD5), and thus requiring it to undergo a full day audit just for the ISO 14001 portion. The IAF MD5 would then require that GIC have added at least a half-day for the ISO 9001 portion, and another full day for the ISO 45001 portion, for a minimum total of 2.5 days. Those numbers assume the company only has 5 employees or less, which itself is unlikely; additional audit days would have been required if the company has more than that number.<\/p>\n<p>The official audit schedule for the second company, <a href=\"http:\/\/www.omegapaints.com\/\">Omega Paints and Chemicals<\/a>, only showed less than a full day scheduled for a combined IMS audit for all three standards. In this case, the was a full &#8220;Stage 2&#8221; audit for initial triple certification, meaning the required audit days would have been many more days than those performed by GIC. More shockingly, however, the audit schedule only allowed one <em><strong>hour<\/strong> <\/em>to audit over 40 major areas of the three standards.<\/p>\n<p>The entire audit for Omega lasted only 5 1\/2 hours.<\/p>\n<p>&nbsp;<\/p>\n<div id=\"attachment_21117\" style=\"width: 311px\" class=\"wp-caption aligncenter\"><a href=\"https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/omegaauditplan.jpg\"><img loading=\"lazy\" decoding=\"async\" aria-describedby=\"caption-attachment-21117\" class=\"wp-image-21117\" src=\"https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/omegaauditplan.jpg\" alt=\"\" width=\"301\" height=\"338\" srcset=\"https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/omegaauditplan.jpg 676w, https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/omegaauditplan-133x150.jpg 133w\" sizes=\"(max-width: 301px) 100vw, 301px\" \/><\/a><p id=\"caption-attachment-21117\" class=\"wp-caption-text\">Audit plan for Omega Paints, showing hour-long slots used to audit major portions of three different ISO standards. (Click to enlarge.)<\/p><\/div>\n<p><a href=\"https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/giccert.jpg\"><img loading=\"lazy\" decoding=\"async\" class=\"alignright wp-image-21110\" src=\"https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/giccert.jpg\" alt=\"\" width=\"298\" height=\"397\" srcset=\"https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/giccert.jpg 553w, https:\/\/www.oxebridge.com\/emma\/wp-content\/uploads\/2020\/04\/giccert-113x150.jpg 113w\" sizes=\"(max-width: 298px) 100vw, 298px\" \/><\/a>The complaint alleged a third company, Solar One, also underwent a similarly minimized audit, but did not include any evidence to support the allegation.<\/p>\n<p>All three audits were scheduled and conducted by GIC Lead Auditor Dileesh B. Pillai. In the case of Omega Paints, a second auditor &#8212; Sheikh Mashkoor Alam &#8212; also performed the audit. Pilliai is also <a href=\"http:\/\/www.abc-bahrain.com\/companies\/2139\/atlas-inspection-and-certification-services\">listed<\/a> as the contact for Atlas Inspection and Certification Services, a second company that uses the GIC email address for communications. It&#8217;s not clear what the relationship between Atlas and GIC is. No other information on the auditor Pillai could be found on social media.<\/p>\n<p>The complaint alleges that GIC funnels consulting services through Chrysalis Consultants, a company allegedly owned by the daughter of GIC&#8217;s founder. Oxebridge was unable to independently verify this, however.<\/p>\n<p>GIS is a UK-based certification body that operates primarily in third-world countries throughout the Middle East and Asia. GIC is accredited by UKAS. Oxebridge has confirmed the ISO certificates issued to Kameshki and Omega were accredited.<\/p>\n<p>The complaint was forwarded to the IAF and UKAS. IAF merely requested sending the complaint to UKAS; UKAS responded with a form letter indicating it would investigate, but without providing details. GIC&#8217;s Certification Manager, Sim Bee Tan of Singapore, responded by saying it would begin an internal investigation.<\/p>\n<p>The evidence reveals ongoing problems in the accredited certification market, with specific concerns over how audits in the Middle East and Asia are being conducted while maintaining accreditation.<\/p>\n<p>The IAF and its regional body APAC have consistently refused to take action against CBs in the region who were reported as conducting low-cost &#8220;drive-by audits&#8221; in violation of the IAF audit day requirements.\u00a0 At the same time, UKAS has a history of allowing its accredited CBs to violate the IAF and ISO accreditation rules at will, and then siding with them when complaints are filed.<\/p>\n<p>Oxebridge has received previous whistleblower reports about GIC, but none which included sufficient evidence to pursue a formal investigation. One allegation involved improper use of accreditation logos by their Cambodian office.\u00a0 Another complaint alleged the Cambodia office was also providing drive-by audits that failed to comply with IAF MD5.<\/p>","protected":false},"excerpt":{"rendered":"<p>Guardian Independent Certificationi in Bahrain performed at least two triple-standard certification audits far below the minimum audit days required by IAF rules.<\/p>","protected":false},"author":644,"featured_media":21115,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_et_pb_use_builder":"","_et_pb_old_content":"","_et_gb_content_width":"","mc4wp_mailchimp_campaign":[],"footnotes":""},"categories":[3],"tags":[1919,361,5908,5907,83,39,52,242,14,102,165],"class_list":["post-21109","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news","tag-apac","tag-ea","tag-gic","tag-guardian-independent-certification","tag-iaf","tag-iso-14001","tag-iso-17021","tag-iso-45001","tag-iso-9001","tag-ohsas-18001","tag-ukas","et-has-post-format-content","et_post_format-et-post-format-standard"],"_links":{"self":[{"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/posts\/21109","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/users\/644"}],"replies":[{"embeddable":true,"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/comments?post=21109"}],"version-history":[{"count":6,"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/posts\/21109\/revisions"}],"predecessor-version":[{"id":21120,"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/posts\/21109\/revisions\/21120"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/media\/21115"}],"wp:attachment":[{"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/media?parent=21109"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/categories?post=21109"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.oxebridge.com\/emma\/wp-json\/wp\/v2\/tags?post=21109"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}